GPB Capital Ponzi Scheme

Future Income Payments (FIP)

Conservation Easements

UBS Yield Enhancement Strategy (YES)

We are investigating cases against various brokerage firms that sold GPB Investment Funds, which the SEC and DOJ have alleged was operating a fraudulent Ponzi Scheme.

We are pursuing cases against Minnesota Life Insurance (aka Securian Financial Services) for misrepresentations, omissions and breach of fiduciary duty related to the sale of FIP and IUL policies.

We are investigating claims involving the sale of unsuitable investments related to “Conservation Easements”.

We are investigating claims against UBS related to the sale of the options program known as Yield Enhancement Strategy (YES).

Contact us today if you suffered significant investment losses with these Firms or Financial Advisers.

Hot Topics Causing Retirement Losses

UBS Puerto Rico Bond Funds

The sale of overly risky and leveraged UBS Puerto Rico Bond Funds is the highest profile product claim today.

Tenants-In-Common "TIC"

Over the last 10 years, TIC cases have consistently resulted in some of the most successful arbitration awards.

Real Estate Securities

We are taking cases involving the sale of speculative real estate investments, including REIT's & Triple Net (NNN).

Brokers continue to sale unapproved investment products, including Promissory Notes & Private Placements.

Contact us today if you suffered significant losses due to any of these toxic investment products.

Other Recent Cases & Investigations

National Planning Corporation - CRD No. 29604
Melbrod Financial Services, Inc.
Melbrod Wealth Management
George W. Melbrod, Jr. - CRD No. 723108
Scott H. Melbrod - CRD No. 4614202
Robert "Rusty" Tweed - CRD No. 2339324
Eric James Schindler - CRD No. 1439999
Royal Alliance Associates, Inc.- CRD No. 23131
Derrigan Sheedy - CRD No. 4842385
Kevin Ryan - CRD No. 4255125
Jeanne Pontius - CRD No. 704450
First Allied Securities, Inc. - CRD No. 32444
Crowell Weedon & Co., Inc. - CRD No. 193

Jacob J. Karamian - CRD No. 4682429
Deanna Buchholz
California Baptist Foundation
Larry LaBine
DeWaay Financial Network, LLC
Newbridge Securities Corporation
Jacob J. Karamian
Crowell Weedon & Co., Inc.
Crawford Park Financial, Inc.
Paul H. Feller
Stratus Media Group, Inc.
Pro Sports & Entertainment, Inc.

Additional Resources:

finra brokercheck investor resources to check background of your financial adviser, RIA or brokerage firm

Click the link above to check the background of your financial adviser, brokerage firm or any other investment professional.

Financial Industry Regulatory Authority FINRA investor resources for news, investor alerts and broker and FINANCIAL ADVISER SANCTIONS

Click above for News and Investor Alerts and sanctions in the securities industry.

Securities and Exchange Commission SEC CHECK filings and disciiplinary actions OF YOUR FINANCIAL ADVISER, RIA

Click above to search for SEC filings and disciplinary actions.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions.

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty.

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC (310) 356-6890
445 31st Street, Hermosa Beach, CA 90254
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